FCA compliance

If you struggle to stay on top of your regulatory obligations while running your business, outside support might be useful. Under this service, we can provide as much or as little FCA compliance support as you need.

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A hands-on approach

As an FCA-regulated business, the rules and regulations with which you must comply can be a minefield. Staying up to date with changes is equally difficult. We’re here to make sure you don’t struggle through them alone.

Our experienced consultants will help you gain a clear understanding of your applicable regulatory tasks and deal with them. Spend less time on compliance and more on what you do best.

What you get

  • A team who’ll be hands-on until the job is done, instead of leaving you with a long to-do list

  • Training and competence support by experienced specialists who can help you meet obligations

  • Collaborative packages of support as agreed by you and our senior team

  • Support with specific pieces of FCA legislation including Consumer Duty, SM&CR and more

  • An in-depth review of your existing files, policies and other necessary documentation

  • Access to an exclusive library of documents and templates, all customisable to your business

What clients say

David Bashforth

It’s early days in our relationship with Vicky and B-Compliant, but my business partners and I have so far been very impressed with the service and technical knowledge provided. For the first time in a long time, we can see compliance in a more positive light, as a tool to improve our business as a whole.
Kate Barnard

B-Compliant seem to have the balance just right for small financial advisers like us from a support and price point. They offer on-site visits or remote help, both of which are extremely helpful. Vicky and her team offer a no-nonsense approach to compliance where what you see is what you get. Perfect!
Debbie Jukes

B-Compliant has delivered everything that we expected, and then some – even at short notice. I feel that they have our best interests at heart, and I have complete confidence in the guidance they provide. They have a flexible approach and a great work ethic.
William Stevenson

What we want from a compliance consultant is threefold: to keep our compliance programme both up to date and (more importantly) effective, to offer solutions and not point out problems, and, yes, to be fairly priced! We get all three from B-Compliant.


of clients believe working with us has helped or will help them to achieve their compliance objectives


of clients would recommend us to other firms or connections


of clients are very satisfied that we understand their regulatory requirements

Your questions, answered

With so many obligations to fulfil, keeping your business compliant often feels like a full-time job. Learn more about the advantages of working with a compliance consultant like us here.

View all FAQs
Can’t I just hand over my regulatory responsibilities to you?

No, but we can relieve some of the burden. As an authorised firm or individual, you’re ultimately responsible for staying compliant, but we can create a tailored plan that makes the process simpler.

Isn’t third-party compliance support expensive?

It doesn’t have to be. The support you receive from us is always personalised according to the budget agreed with you at the outset of our relationship. Clients tell us it represents real value for money.

What security measures do you have in place?

To ensure your data is kept safe, we’re registered with the Information Commissioner’s Office and follow their strict guidelines. Our client portal also conforms to ISO27001 and ISO27018 standards.

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