FCA compliance
If you struggle to stay on top of your regulatory obligations while running your business, outside support might be useful. Under this service, we can provide as much or as little FCA compliance support as you need.
A hands-on approach
As an FCA-regulated business, the rules and regulations with which you must comply can be a minefield. Staying up to date with changes is equally difficult. We’re here to make sure you don’t struggle through them alone.
Our experienced consultants will help you gain a clear understanding of your applicable regulatory tasks and deal with them. Spend less time on compliance and more on what you do best.
What you get
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A team who’ll be hands-on until the job is done, instead of leaving you with a long to-do list
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Training and competence support by experienced specialists who can help you meet obligations
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Collaborative packages of support as agreed by you and our senior team
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Support with specific pieces of FCA legislation including Consumer Duty, SM&CR and more
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An in-depth review of your existing files, policies and other necessary documentation
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Access to an exclusive library of documents and templates, all customisable to your business
Your questions, answered
With so many obligations to fulfil, keeping your business compliant often feels like a full-time job. Learn more about the advantages of working with a compliance consultant like us here.
Can’t I just hand over my regulatory responsibilities to you?
No, but we can relieve some of the burden. As an authorised firm or individual, you’re ultimately responsible for staying compliant, but we can create a tailored plan that makes the process simpler.
Isn’t third-party compliance support expensive?
It doesn’t have to be. The support you receive from us is always personalised according to the budget agreed with you at the outset of our relationship. Clients tell us it represents real value for money.
What security measures do you have in place?
To ensure your data is kept safe, we’re registered with the Information Commissioner’s Office and follow their strict guidelines. Our client portal also conforms to ISO27001 and ISO27018 standards.
