Due diligence
We’ll use our expertise to ensure due diligence is carried out effectively and your regulatory obligations are met. We provide an in-depth review of the target firm, representing you in a positive way while identifying any risks.
A smarter move
Buying a business always involves a significant amount of due diligence, which can be stressful and nerve-racking.
The result of quality due diligence is that you’ll understand the risks in the company you’re potentially purchasing and be in a good position to assimilate the firm into your business. If you need support, our experts are available to you.
Our service
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Consultants who’ll work with you to understand the business you’re buying and why.
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A thorough review of the business’ documentation, including board minutes, policies and more
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An expert’s perspective on the business’ strengths, weaknesses and key areas of risk
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Checking the training and competence of employees at all levels and making recommendations
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Insight into the various potential methods of sale at play and the related FCA requirements
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Evaluating the outcomes of any contact with the FCA, including actions taken as a result
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Assessment of the business’ management structure and controls from a compliance standpoint
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Advice on the systems and controls in place and whether these are in line with the latest FCA guidance
Your questions, answered
The key to a smooth business sale is being able to anticipate any obstacles you may face. Are we the right people to help you do that? Find the information you need here.
How experienced are your consultants?
Our directors each have more than 20 years’ experience in financial services and compliance, whilst all of our consultants have at least five years’ experience. Rest assured, you’re in safe hands.
Will you only help businesses of a certain size?
Not at all. However large or small the business you’re buying or selling, we can offer the compliance support you need. When you work with us, everything is tailored to your unique needs and budget.
Can you recommend a broker for my sale?
Yes, we work very closely with a firm that specialises in connecting buyers and sellers of financial services businesses. We’d be delighted to put you in touch with them.