Services
Whatever needs and responsibilities you have, you’ll get the tailored support you require with us. From one-off projects to a fully outsourced compliance service, our experienced team can help.
Bespoke projects
All our services are customised to you. If you need support with a specific project, we’ll help create and implement a plan that suits you. Whatever you require, you’ll receive the expertise you need.
Compliance partnership package
If you don’t have the experience or time in-house, you can outsource your entire compliance activity to us. We’ll take care of your obligations, giving you peace of mind.
Consumer Duty
The FCA’s Consumer Duty rules might mean making big changes, but with the right support in place, there’s no need to worry. Join the growing number of clients who’ve benefited from our help.
Document library
When you select a relevant support package, you receive access to our extensive library of useful documents, all of which can be personalised to your business. From templates to policies and more, see what’s available here.
Due diligence
We’ll use our expertise to ensure due diligence is carried out effectively and your regulatory obligations are met. We provide an in-depth review of the target firm, representing you in a positive way while identifying any risks.
FCA authorisation
Seeking authorisation for your business can be nerve-racking, so you need support from a team that knows the steps involved. Our expert help will make the process a little smoother.
FCA compliance
If you struggle to stay on top of your regulatory obligations while running your business, outside support might be useful. Under this service, we can provide as much or as little FCA compliance support as you need.
File reviews
Our experts will provide ongoing monitoring of your files for suitability and competence, with a focus on the collation of “know your customer” (KYC) information.
Investment Firm Prudential Regime (IFPR)
As the single biggest change since prudential requirements were introduced, IFPR requires MIFIDPRU firms to take a deeper look at their risk framework and capital requirements. Our bespoke support packages, tools and guidance will make things clearer.
Regulatory health checks
Is your compliance in the best possible shape? If you’re unsure of the answer, our experts will carry out a full compliance benchmarking assessment to help you identify and resolve any issues.
Senior Managers and Certification Regime (SM&CR)
From senior managers to onboarding new advisers, are you confident as to your obligations? It can be tricky to understand how SM&CR applies in your firm. Choose us, and we’ll ensure you understand the rules and implement change successfully.
Training and competence (T&C)
Ensuring your team has the right skills for the job is vital, not only from a business standpoint, but also from a regulatory one. You’ll receive all the bespoke T&C support you need from our experts.
Who we help
If you need bespoke compliance support, you’re in the right place. We’re proud to be based in Manchester, but our friendly experts work all over the UK, delivering tailored services to:
- Financial advisers and planners
- Discretionary fund managers
- Mortgage brokers.
Sally Collie
2022-07-07
Always receive excellent service from Vicky and her team at B-Compliant, they are a very knowledgeable team and make a point of knowing our business inside out in order to give us a high standard of support.
Richard White
2022-07-06
I approached B-Compliant regarding helping us with our FCA application for an VoP Permissions application, right away I new that we had contacted the right people.
Their attitude and positive approach was fantastic.
Maria Fox-Leonard was fully informed in helping us prepare our responses back to the FCA and Jeremy Smith helped with his knowledgeable insight into the FCA and how to ask the right questions.
We have now successfully received out VOP permissions and I would definitely recommend them to others.
Jonathan Smith
2022-06-27
Having worked with B-Compliant Ltd for the past 2 years. Vicky, Simon and Annabel have changed not only our business outlook, but also our attitude toward compliance! Their positive, proactive approach has helped us immeasurably in understanding the complexities of the FCA and regulation. They are always available with answers in plain English and more importantly, solutions! Thank you
Asmus Ohle
2022-06-27
We have worked with Jeremy and his team for the last four years. They initially guided us through the FCA application process and since approval have provided us with compliance advice. They set out the to dos very clearly, communicate efficiently and ensure that all deadlines are met. They also make sure that we understand what is required from us as a newly regulated firm and explain everything in detail and in a way that we understand it. I would definitely recommend them.
jacqui davidson-slack
2020-02-11
I met Vicky through a professional organisation and instantly established how knowledgeable and experienced she is in relation to compliance. Given the importance of this function within a regulated firm, Vicky provided me with some initial guidance without commitment or cost. I established that the service proposition could be tailored to exactly what I needed. Without exception staff and management have been extremely supportive and held my hand through a highly legislative process. I feel save in the hands of B-Compliant. Top Class Service. First Class Knowledge. Took all the worry from me and i now feel safe in their care. For a highly personalised service which is truly value for what is spent, you really do need to speak to Vicky and her team. Thank you !
David Brown
2019-11-25
I would recommend B-Compliant to any financial adviser looking for compliance support and help with their business
Alan Whittle
2019-08-27
Fantastic FCA compliance consultancy. Very friendly, expert staff. Would highly recommend.
