All our services are customised to you. If you need support with a specific project, we’ll help create and implement a plan that suits you. Whatever you require, you’ll receive the expertise you need.
At your disposal
It can be a delicate balancing act to dedicate time and resources to compliance when you’re trying to run a business, which is why outside support can be useful.
Let us know what help you require, and we’ll put together a bespoke package to tackle your needs. With our expert assistance, you can focus on advising clients, stress-free.
Named consultants who’ll liaise directly with you or a relevant colleague throughout the project
Highly qualified and experienced specialists who’ve worked in the financial services compliance sector for many years
Honest advice that takes your needs and objectives into account, delivered by friendly experts
A collaborative approach that starts with a discussion between you and one of our senior team
Hands-on, proactive solutions, rather than a long list of passive, generic recommendations
All aspects of compliance covered, from training and competence to Consumer Duty and more
Remote or on-site support depending on your individual requirements, wherever you are in the UK
An in-depth understanding of the FCA, its processes, and what it takes to be compliant
What clients say
B-Compliant seem to have the balance just right for small financial advisers like us from a support and price point. They offer on-site visits or remote help, both of which are extremely helpful. Vicky and her team offer a no-nonsense approach to compliance where what you see is what you get. Perfect!
B-Compliant has delivered everything that we expected, and then some – even at short notice. I feel that they have our best interests at heart, and I have complete confidence in the guidance they provide. They have a flexible approach and a great work ethic.
What we want from a compliance consultant is threefold: to keep our compliance programme both up to date and (more importantly) effective, to offer solutions and not point out problems, and, yes, to be fairly priced! We get all three from B-Compliant.
It’s early days in our relationship with Vicky and B-Compliant, but my business partners and I have so far been very impressed with the service and technical knowledge provided. For the first time in a long time, we can see compliance in a more positive light, as a tool to improve our business as a whole.
of clients believe working with us has helped or will help them to achieve their compliance objectives
of clients would recommend us to other firms or connections
of clients are very satisfied that we understand their regulatory requirements
Your questions, answered
Do you have a growing list of compliance tasks to be completed but don’t know where to turn for assistance? Learn more about our approach and whether our support is suitable for your business.
What kinds of businesses do you support?
Financial advisers, discretionary fund managers, mortgage brokers, and other businesses in the financial planning and wealth management sectors. These businesses are generally small- to medium-sized.
How much of my own time will be taken up if I work with you?
It’s completely up to you. You may want us to take care of everything on your behalf, but if you’d prefer to keep a closer eye on things, that’s totally fine as well.
What are your credentials?
We’re longstanding members of the Association of Professional Compliance Consultants and adhere to their exacting standards. Visit our Meet the team page to see our individual qualifications.
Meet the team
You can rely on our experts to deliver dedicated, personable compliance support. Say hi and learn what we can do for you.