Bespoke projects
All our services are customised to you. If you need support with a specific project, we’ll help create and implement a plan that suits you. Whatever you require, you’ll receive the expertise you need.
At your disposal
It can be a delicate balancing act to dedicate time and resources to compliance when you’re trying to run a business, which is why outside support can be useful.
Let us know what help you require, and we’ll put together a bespoke package to tackle your needs. With our expert assistance, you can focus on advising clients, stress-free.
Our service
-
Named consultants who’ll liaise directly with you or a relevant colleague throughout the project
-
Highly qualified and experienced specialists who’ve worked in the financial services compliance sector for many years
-
Honest advice that takes your needs and objectives into account, delivered by friendly experts
-
A collaborative approach that starts with a discussion between you and one of our senior team
-
Hands-on, proactive solutions, rather than a long list of passive, generic recommendations
-
All aspects of compliance covered, from training and competence to Consumer Duty and more
-
Remote or on-site support depending on your individual requirements, wherever you are in the UK
-
An in-depth understanding of the FCA, its processes, and what it takes to be compliant
Your questions, answered
Do you have a growing list of compliance tasks to be completed but don’t know where to turn for assistance? Learn more about our approach and whether our support is suitable for your business.
What kinds of businesses do you support?
Financial advisers, discretionary fund managers, mortgage brokers, and other businesses in the financial planning and wealth management sectors. These businesses are generally small- to medium-sized.
How much of my own time will be taken up if I work with you?
It’s completely up to you. You may want us to take care of everything on your behalf, but if you’d prefer to keep a closer eye on things, that’s totally fine as well.
What are your credentials?
We’re longstanding members of the Association of Professional Compliance Consultants and adhere to their exacting standards. Visit our Meet the team page to see our individual qualifications.