Running a small firm and still guessing your way through FCA compliance?

Work with a dedicated compliance consultant who understands your firm, helps you reduce regulatory risk and keeps you regulator-ready, so you can focus on growing your business for a simple monthly fee.

Get clarity on your compliance in 15 minutes
No obligation. Speak directly to a compliance expert.

Compliance support for small firms

If you’re running a small firm, this will probably sound familiar:

Compliance keeps getting pushed to evenings and weekends
You’re not fully confident that everything is covered
Getting clear answers takes too long
Feedback feels generic and box-ticking
You’re juggling compliance with running your business

£450 per month (including VAT)

Built for small firms who don’t have in-house compliance

Direct access to a compliance helpdesk by phone or email
Access to a full document library
Weekly regulatory bulletin and podcast
Annual systems and controls health check
Four suitability reviews per year

Get clarity on your compliance in 15 minutes

What our customers say

    
 
 
      Posted on Google  
   
   Donna Penny 
 25 September 2024
 
 
  Vicky and her team have been with us for four years and we have found their support, knowledge and genuine care for our firm invaluable. They are all so approachable, no query is too small and they are always willing to provide training so we fully understand and embed the knowledge we need to be compliant and successful. Thank you to everyone at B-Compliant!
  
 
     Posted on Google  
   
   Tomas Samel 
 23 September 2024
 
 
  B-Compliant has been supporting us with FCA consulting for more than 4 years. They have always been highly professional, resourceful and customer-oriented.
  
 
     Posted on Google  
   
   Jessica Woollaston 
 23 September 2024
 
 
  We have worked with B-Compliant for a few years now, and they are a brilliant company with a very knowledgeable team! No task is too big or small - B-Compliant are always ready and happy to assist and any solutions given are communicated clearly and effectively. A lovely team to work with and would highly recommend!
  
 
     Posted on Google  
   
   jon stevens 
 20 September 2024
 
 
  We have found B-Compliant to be really good to work with and have had good, open, honest discussions with them. Their training has been good and their staff are friendly and knowledgeable.
  
 
     Posted on Google  
   
   Simon 
 20 September 2024
 
 
  The business I founded and lead started working with B-Complaint (Vicky & Rebecca) in early 2024 and haven't looked back, they are knowledgeable and pragmatic, 'get' our business and focus on client service and help us balance that with being FCA compliant at all times.
  
 
     Posted on Google  
   
   Dean Hurst 
 4 September 2023
 
 
  B-Compliant are a refreshing breath of air in the FCA Consultancy Industry. Everyone we have worked with has been extremely warm, friendly and of course have all the knowledge and expertise you would need. They talk to you in plane common sense English and make what can be a tough topic seem far more understandable. Thoroughly recommend.
  
 
     Posted on Google  
   
   Roderic Rennison 
 3 May 2023
 
 
  Detailed, in-depth knowledge, and great service.
  
 
     Posted on Google  
   
   dean gough 
 7 April 2023
 
 
  Excellent support service with an experienced and swift responding network of staff across the country.  We required an integrated file checking support system and B Compliant made the while process very simple.
  
 
     Posted on Google  
   
   Lydia Buchanan 
 6 April 2023
 
 
  We have found B-Complaint to be brilliant. The team are highly knowledgable and quick to get back to you when you have any queries.
  
 
     Posted on Google  
   
   Sally Collie 
 7 July 2022
 
 
  Always receive excellent service from Vicky and her team at B-Compliant, they are a very knowledgeable team and make a point of knowing our business inside out in order to give us a high standard of support.
  
 
     Posted on Google  
   
   Richard White 
 6 July 2022
 
 
  I approached B-Compliant regarding helping us with our FCA application for an VoP Permissions application, right away I new that we had contacted the right people.
Their attitude and positive approach was fantastic.
Maria Fox-Leonard was fully informed in helping us prepare our responses back to the FCA and Jeremy Smith helped with his knowledgeable insight into the FCA and how to ask the right questions.
We have now successfully received out VOP permissions and I would definitely recommend them to others.
  
 
     Posted on Google  
   
   Asmus Ohle 
 27 June 2022
 
 
  We have worked with Jeremy and his team for the last four years. They initially guided us through the FCA application process and since approval have provided us with compliance advice. They set out the to dos very clearly, communicate efficiently and ensure that all deadlines are met. They also make sure that we understand what is required from us as a newly regulated firm and explain everything in detail and in a way that we understand it. I would definitely recommend them.
  
 
     Posted on Google  
   
   Jonathan Smith 
 27 June 2022
 
 
  Having worked with B-Compliant Ltd for the past 2 years. Vicky, Simon and Annabel have changed not only our business outlook, but also our attitude toward compliance! Their positive, proactive approach has helped us immeasurably in understanding the complexities of the FCA and regulation. They are always available with answers in plain English and more importantly, solutions! Thank you
  
 
     Posted on Google  
   
   jacqui davidson-slack 
 11 February 2020
 
 
  I met Vicky through a professional organisation and instantly established how knowledgeable and experienced she is in relation to compliance. Given the importance of this function within a regulated firm, Vicky provided me with some initial guidance without commitment or cost. I established that the service proposition could be tailored to exactly what I needed. Without exception staff and management have been extremely supportive and held my hand through a highly legislative process. I feel save in the hands of B-Compliant. Top Class Service. First Class Knowledge. Took all the worry from me and i now feel safe in their care. For a highly personalised service which is truly value for what is spent, you really do need to speak to Vicky and her team. Thank you !
  
 
     Posted on Google  
   
   Victoria Hicks 
 6 February 2020
 
 
  A very knowledgeable firm that I would happy recommend to all of my clients!
  
 
     Posted on Google  
   
   David Brown 
 25 November 2019
 
 
  I would recommend B-Compliant to any financial adviser looking for compliance support and help with their business
  
 
     Posted on Google  
   
   simon bellis 
 10 October 2019
 
 
  Fantastic support, very knowledgable team. A+ Service.
  
 
     Posted on Google  
   
   Alan Whittle 
 27 August 2019
 
 
  Fantastic FCA compliance consultancy.  Very friendly, expert staff.  Would highly recommend.
  
 
     Posted on Google  
   
   Karen Trafford 
 29 July 2019
 
 
  FCA compliance support from friendly staff who are knowledgeable and helpful.
  
 
     Posted on Google  
   
   Carol Liddle 
 24 July 2019
 
 
  Experts in FCA compliance, highly recommended.

FAQs

What can I use the helpdesk for?

You can use the helpdesk for anything related to your day-to-day compliance needs or questions. Whether you want advice on a financial promotion, support with your RegData return, or to double-check whether your permissions allow a particular piece of business, we’re here to help.

Is it easy to switch to B-Compliant?

Yes! Switching is straightforward. Once you’ve given notice to your current provider (or are nearing the end of your notice period), we’ll schedule a welcome call, coordinate the handover, and make sure everything transitions smoothly.

I’ve never worked with a Compliance Consultancy before; how does it work?

We always begin with a call to get to know you and understand how your firm operates. From there, we plan the work around your schedule. We don’t hand you a list of problems to fix; instead, we provide practical, proportionate solutions and work with you as a true compliance partner.

My current Compliance provider doesn’t help me with my Reg Data Returns, will you?

Absolutely. Your package includes access to our telephone helpdesk, where a consultant will talk you through any issues and guide you step-by-step through your submissions.

My current provider takes ages to return my file reviews; how long will it take to get feedback?

We schedule a dedicated time to complete your suitability assessment, and you’ll receive your feedback the same day, no waiting around.

Why is B-Compliant different from other Compliance Consultancy’s out there?

B-Compliant is designed specifically for small, directly authorised firms. You get personal, practical, and responsive support from a named consultant who understands your business. Our fixed fee structure keeps things simple, no hidden charges, no unnecessary add-ons, just the essential compliance support you need delivered by real experts.

What if I need more support?

We’re flexible. If you need additional file reviews, deeper thematic work, or more hands-on support, we can arrange this quickly. Your consultant will discuss the options with you and recommend the most cost-effective way to get what you need.