FCA approval needed as a DFM if you are an IFA ✅

Jeremy Smith of B-Compliant takes a look at the key things you need to know if you are an IFA thinking of getting FCA approval in ‘going discretionary‘.

The approval process for becoming a discretionary fund manager (DFM) can seem lengthy and complex which is why you need an experienced pair of hands to implement your compliance strategy. If you are thinking of ‘going DFM’ as an IFA you should speak to us now about how we can help you secure approval and maintain an FCA compliant business.

Becoming a discretionary fund managerwatch our new video if you are an IFA thinking of going DFM in 2021!

Speak to us about how we can help your firm get FCA authorisation and support your IFA business to be fully compliant.

We are experienced FCA compliance consultants and we will handle all your FCA compliance requirements – so you can focus on growing your business with your clients.

FCA compliance for IFAs Manchester

 

Let’s chat




B-Compliant
Privacy Overview

This website uses cookies so that we can provide you with the best user experience possible. Cookie information is stored in your browser and performs functions such as recognising you when you return to our website and helping our team to understand which sections of the website you find most interesting and useful.