File Review Request Form

While all our compliance support services can be tailored to your needs and designed to fit within an agreed budget, some example costs are shown below. Get in touch today if you’d like to discuss our prices in more detail.

Please confirm the name of the client who the file review is for.

Please confirm your first name as the person submitting this file review.

Please confirm your surname as the person submitting this file review.

Please confirm the adviser's name.

Please provide your email address so that we can email confirmation that we have received your case for review, and update you once it has been completed.

Please select the Account type. If multiple apply, please add additional fields in the notes section at the bottom of this form.

Please select the area of the advice.

Is this advice replacement business?

Please select the type of advice.

Please confirm if the file has been uploaded to Teams and is ready for review. The SLA for incomplete files will commence once all documents have been received.

Please use this box if there is anything else we need to know before we review this file.