Spotlight on Client Categorisation, AML Weaknesses, and Sector Resilience
Welcome back to the B-Compliant Podcast! In this episode, Vicky Pearce and Rachel MacRae break down crucial findings from the newest FCA reviews. We spotlight gaps in client categorisation and AML frameworks, tackle changes in supervision for professional services, and discuss recent enforcement actions. Clear examples and practical tips bring regulatory challenges to life.
View our previous podcast episode: FCA Regulatory Updates: Capital Rules, Fund Tokenisation & Compliance
Enjoyed this episode? Subscribe to our podcast here to stay up to date with the latest compliance insights.