Expert compliance support, built around your firm
Practical FCA compliance support for IFAs, DFMs, financial planning firms, wealth managers, mortgage brokers and directly authorised firms. Speak to a real person who understands your business and provides clear guidance when you need it.
- A dedicated consultant who gets to know your firm
- Ongoing guidance shaped around your permissions and business model
- Direct access to experienced financial services compliance specialists
How Can We Help?
You know your business. We know compliance. Tell us where you need support and we will shape the right approach around your firm.
Known
Your consultant understands your firm, permissions and priorities.
Direct
Speak to a person, not an automated system or anonymous helpdesk.
Expert
Pay for experienced compliance judgement, not another platform to manage.
Clear
Practical answers that help you decide what to do next.
"I want to call someone who knows who we are, knows our business and understands what we need."
You Didn't Start Your Business To Manage Compliance
Our role is to understand your firm, give you practical guidance and help carry the compliance burden, so you can focus on clients and running the business.
- A consistent point of contact
- Advice grounded in your actual business
- Support that is available when questions arise
- Clear actions rather than more regulatory noise
How it works
Compliance Review
Tell us about your business, current arrangements and any compliance challenges you're facing.
Understand Your Needs
We'll identify where support is needed and discuss the most appropriate approach for your firm.
Build The Right Support
We'll recommend a support package tailored to your business, permissions and regulatory requirements.
Ongoing Support
Work with a dedicated consultant who understands your business and provides practical guidance when you need it.
Not Getting The Support You Need?
What firms want to know before choosing support
You know your business. We know compliance. Rather than telling you what support should look like, we'll start by understanding your business, your goals and your challenges, then build a support package that works for you.
Financial services compliance services help FCA-regulated firms manage their regulatory responsibilities, maintain compliant processes and stay on top of changing requirements. Many firms choose external support because they need access to specialist expertise without building a large internal compliance function.
Many firms choose ongoing FCA compliance support because they do not have the time, resource or specialist knowledge to manage compliance internally. Ongoing support helps firms deal with regulatory requirements while focusing on clients and running the business.
A compliance consultant helps regulated firms understand and manage their FCA obligations. This can include answering regulatory questions, providing guidance on compliance requirements, reviewing documentation, monitoring compliance arrangements and helping firms prepare for regulatory change.
Outsourced compliance support gives firms access to ongoing compliance expertise without employing an in-house compliance specialist. Depending on your needs, support may include compliance monitoring, file reviews, regulatory guidance, Consumer Duty support and access to an experienced consultant who understands your business and regulatory requirements.
Meet The Team
Compliance support shouldn't feel generic. Work with experts who know your business, understand your goals and help carry the compliance burden.
Ready to take compliance off your plate?
Talk to B-Compliant about ongoing support built around your firm and the way you actually work.