The Buzz Word

Your go-to page for exclusive compliance insights, expert guidance and details about our educational events and webinars.
10/10/19
Compliance

Compliance Consultants – Are they really necessary?

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01/10/19
Guidance and Advice

Vulnerability – Do you know how to spot it?

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16/09/19
FCA regulations

The Certification Regime – Who this affects within your firm

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12/08/19
Appointed Representative (AR)

Going Directly Authorised

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11/06/19
Guidance and Advice

Thinking of selling your business?

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08/04/19
Compliance

Client Portal Due Diligence

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18/03/19
Guidance and Advice

Power of Attorney

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04/02/19
Pensions

Defined Benefit Workshop

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14/01/19
FCA Announcements

Crunch time for culture issues

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17/12/18
Cyber Security

Cyber Security – Using the Cloud

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10/12/18
Cyber Security

Cyber Security – Effects of a Security Incident

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03/12/18
Cyber Security

Cyber Security – Penetration Testing

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